Sarbanes-Oxley Act (SOX)

New and Updated

• Date:

  September 13, 2022

  Type:

  News

  DOL Orders Wells Fargo to Pay $22 Million for Firing Whistleblower

  The Department of Labor found the company violated the Sarbanes-Oxley Act's whistleblower protection provisions by improperly terminating a manager who voiced concerns about financial misconduct.

• Type:

  How To

  How to Handle an Employee Who Has Blown the Whistle

  Updated to include information on Digital Realty Trust, Inc. v. Somers, a Supreme Court case that addresses whistleblower protections.

• Type:

  FAQs

  Are employers ever legally obligated to conduct an internal investigation?

• Type:

  How To

  How to Implement an Ethics Program

  This How To provides employers the steps to implement an ethics program.